Regulatory Compliance Certification (RCC)

Question 1

Which U.S. federal law prohibits American companies and their agents from bribing foreign government officials to obtain or retain business?

The Sherman Antitrust Act The Foreign Corrupt Practices Act (FCPA) The Sarbanes-Oxley Act The Dodd-Frank Wall Street Reform Act

Correct Answer:

The Foreign Corrupt Practices Act (FCPA)

Question 2

Under the FCPA, which of the following is NOT considered a 'foreign official'?

An employee of a state-owned enterprise A foreign political party official A private sector executive with no government role A candidate for foreign political office

Correct Answer:

A private sector executive with no government role

Question 3

What are 'facilitating payments' (also called grease payments) under the FCPA?

Large bribes paid to senior government ministers to win contracts Small payments to low-level officials to expedite routine, non-discretionary government actions Commission payments made to third-party sales agents Charitable donations made to government-linked foundations

Correct Answer:

Small payments to low-level officials to expedite routine, non-discretionary government actions

Question 4

The UK Bribery Act 2010 differs from the FCPA in which significant way?

The UK Bribery Act applies only to British citizens, not foreign nationals The UK Bribery Act prohibits commercial bribery between private parties, in addition to bribery of public officials The UK Bribery Act does not require companies to maintain books and records The UK Bribery Act has no provision for corporate criminal liability

Correct Answer:

The UK Bribery Act prohibits commercial bribery between private parties, in addition to bribery of public officials

Question 5

Which affirmative defense is explicitly available under the FCPA anti-bribery provisions?

The payment was below a materiality threshold of $5,000 The payment was a reasonable and bona fide business expenditure directly related to promoting products or services The company self-reported the violation within 30 days of discovery The foreign official voluntarily solicited the payment

Correct Answer:

The payment was a reasonable and bona fide business expenditure directly related to promoting products or services

Exam overview

About this Exam

Prepare with the Regulatory Compliance Certification (RCC) practice quiz. This question bank includes 115 questions covering compliance, program, fcpa, company, and internal. Use it to review important concepts, identify knowledge gaps, and build confidence for the related exam, course, or assessment.

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Regulatory Compliance Certification (RCC)

This practice set contains 115 questions from the matching question bank and focuses on compliance, program, fcpa, company, and internal. Work through each question carefully, review the provided solutions, and revisit topics that need more study before your next attempt.

This is an independent study resource intended for practice and review; it is not an official examination or an endorsement by any organization named in the title.

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About this Exam

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Regulatory Compliance Certification (RCC)

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