Question 1
Which institution is the statutory regulator of the securities market in India?
Correct Answer:
Securities and Exchange Board of India (SEBI)
Question 2
The capital market is broadly divided into which two segments?
Correct Answer:
Primary market and secondary market
Question 3
Under the SEBI Act, 1992, which is NOT one of SEBI's three main functions?
Correct Answer:
Adjudicatory taxation function
Question 4
An open offer under the SEBI (SAST) Regulations, 2011 is triggered when an acquirer crosses which shareholding/voting-rights threshold in a target company?
Correct Answer:
25% or more
Question 5
On triggering a mandatory open offer under SAST 2011, what minimum size of open offer must the acquirer make to public shareholders?
Correct Answer:
At least 26% of voting rights
Question 1
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About this Exam

Prepare with the CS Executive Capital Market & Securities Laws Practice Questions - ICSI CS Executive Programme Paper 5 Capital Market & Securities Laws Exam practice quiz. This question bank includes 100 questions covering regulations, sebi, public, offer, and securities. Use it to review important concepts, identify knowledge gaps, and build confidence for the related exam, course, or assessment.

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CS Executive Capital Market & Securities Laws Practice Questions - ICSI CS Executive Programme Paper 5 Capital Market & Securities Laws Exam

This practice set contains 100 questions from the matching question bank and focuses on regulations, sebi, public, offer, and securities. Work through each question carefully, review the provided solutions, and revisit topics that need more study before your next attempt.

This is an independent study resource intended for practice and review; it is not an official examination or an endorsement by any organization named in the title.

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