Certified Compliance Manager (CCM)

Question 1

Under the Foreign Corrupt Practices Act (FCPA), which of the following payments to a foreign government official would most likely constitute a violation?

A $50 promotional gift given at a trade conference in accordance with local customs A $10,000 payment to an official to secure a government contract for the company A reasonable expense for a business meal with a foreign regulator discussing compliance requirements A charitable donation made to a hospital at the request of a foreign health ministry, with no contractual link to any transaction

Correct Answer:

A $10,000 payment to an official to secure a government contract for the company

Question 2

A key distinction between the FCPA and the UK Bribery Act is that the UK Bribery Act:

Only applies to bribes paid to government officials, same as the FCPA Also prohibits commercial bribery between private parties and creates a strict liability offense for failing to prevent bribery Does not apply to foreign subsidiaries of UK companies Allows facilitation payments as a defense if they are below £500

Correct Answer:

Also prohibits commercial bribery between private parties and creates a strict liability offense for failing to prevent bribery

Question 3

An effective anti-corruption compliance program requires third-party due diligence primarily because:

Regulators require background checks on all vendors for tax compliance purposes Companies can be held liable under the FCPA for bribes paid by third-party agents acting on their behalf Third-party contracts must be reviewed by the legal department before execution Vendors must be certified as ISO 37001 compliant before onboarding

Correct Answer:

Companies can be held liable under the FCPA for bribes paid by third-party agents acting on their behalf

Question 4

Which of the following best describes 'facilitation payments' under the FCPA?

Payments to expedite routine, non-discretionary government actions (e.g., processing a permit already approved), which are expressly excluded from the FCPA's anti-bribery provisions Legal bribes paid to government officials in countries where such payments are customary Internal transfer payments between a parent and its foreign subsidiary Charitable donations made to nonprofits affiliated with government officials

Correct Answer:

Payments to expedite routine, non-discretionary government actions (e.g., processing a permit already approved), which are expressly excluded from the FCPA's anti-bribery provisions

Question 5

An employee submits an expense report showing a $3,000 dinner with a foreign official. Under an anti-corruption policy, the compliance manager should primarily evaluate whether:

The dinner occurred in a country with a high Transparency International CPI score The expense was pre-approved, documented with a business purpose, and proportionate to a legitimate business interaction The official belongs to a political party that favors the company's industry The restaurant is on the company's list of approved vendors

Correct Answer:

The expense was pre-approved, documented with a business purpose, and proportionate to a legitimate business interaction

Question 1

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About this Exam

Prepare with the Certified Compliance Manager (CCM) practice quiz. This question bank includes 30 questions covering compliance, program, investigation, fcpa, and report. Use it to review important concepts, identify knowledge gaps, and build confidence for the related exam, course, or assessment.

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Certified Compliance Manager (CCM)

This practice set contains 30 questions from the matching question bank and focuses on compliance, program, investigation, fcpa, and report. Work through each question carefully, review the provided solutions, and revisit topics that need more study before your next attempt.

This is an independent study resource intended for practice and review; it is not an official examination or an endorsement by any organization named in the title.

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Certified Compliance Manager (CCM)

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