Question 1
What is the primary economic function of securities markets in India?
Correct Answer:
To channelise surplus funds from savers to users of capital
Question 2
In which market are newly issued securities sold to investors for the first time, with proceeds going to the issuer?
Correct Answer:
Primary market
Question 3
Which of the following is a key feature of the money market?
Correct Answer:
It deals in short-term debt instruments of up to one year
Question 4
A debenture issued by a company represents which of the following to its holder?
Correct Answer:
A debt obligation of the company
Question 5
Which statement best describes the secondary market?
Correct Answer:
It is where existing securities are traded among investors
Question 1
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Prepare with the NISM Series VII (SORM) Practice Questions - NISM-Series-VII Securities Operations and Risk Management Certification Examination Exam practice quiz. This question bank includes 100 questions covering client, clearing, market, securities, and broking. Use it to review important concepts, identify knowledge gaps, and build confidence for the related exam, course, or assessment.

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NISM Series VII (SORM) Practice Questions - NISM-Series-VII Securities Operations and Risk Management Certification Examination Exam

This practice set contains 100 questions from the matching question bank and focuses on client, clearing, market, securities, and broking. Work through each question carefully, review the provided solutions, and revisit topics that need more study before your next attempt.

This is an independent study resource intended for practice and review; it is not an official examination or an endorsement by any organization named in the title.

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