Which U.S. government agency serves as the primary...

Financial Information Associate (FIA) Certification

Question Number 5

Which U.S. government agency serves as the primary regulator for commodity futures trading?

SEC (Securities and Exchange Commission) FINRA (Financial Industry Regulatory Authority) CFTC (Commodity Futures Trading Commission) OCC (Office of the Comptroller of the Currency)

✔ Correct Answer:

CFTC (Commodity Futures Trading Commission)

Financial Information Associate (FIA) Certification

Question Number 5

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