ICA Specialist Certificate In Conduct Risk Practice Questions - ICA Specialist Certificate In Conduct Risk (Spec.Cert(Conduct)) Exam

Which UK regulator has primary responsibility for conduct of business regulation for most FCA-authorised firms?

HM Revenue & Customs (HMRC) The Competition and Markets Authority alone for all FS conduct rules The Financial Conduct Authority (FCA) The Bank of England Monetary Policy Committee

Correct Answer:

The Financial Conduct Authority (FCA)

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