HKSI LE Paper 15 Practice Questions - HKSI Licensing Examination Paper 15 - Sponsors (Principals) Exam

Which two regulators have principal oversight of the listing of securities and sponsor conduct in Hong Kong?

The HKMA and the SFC The SFC and The Stock Exchange of Hong Kong Limited (SEHK) The SEHK and the FRC The SFC and the Companies Registry

Correct Answer:

The SFC and The Stock Exchange of Hong Kong Limited (SEHK)

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