HKSI Paper 16 Practice Questions - HKSI Licensing Examination Paper 16 - Sponsors (Representatives) Exam

Which two regulators have primary oversight of new listings on the Main Board in Hong Kong?

The Hong Kong Monetary Authority and the Insurance Authority The Securities and Futures Commission (SFC) and The Stock Exchange of Hong Kong Limited (SEHK) The Financial Reporting Council and the Companies Registry The Mandatory Provident Fund Schemes Authority and the SFC

Correct Answer:

The Securities and Futures Commission (SFC) and The Stock Exchange of Hong Kong Limited (SEHK)

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