SIDC Module 19 Practice Questions - SC Licensing Examination Module 19 - Advisory Services Rules And Regulations (SIDC, Malaysia) Exam

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Which of the following licenses must be held by an individual who acts as a representative of a corporate licensee to carry out the regulated activity of providing investment advice?

Capital Markets Services Licence (CMSL) Capital Markets Services Representative's Licence (CMSRL) Financial Adviser's Representative Licence (FARL) Registered Corporate Representative (RCR)

Correct Answer:

Capital Markets Services Representative's Licence (CMSRL)

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