HKSI Paper 1 Practice Questions - HKSI Licensing Examination Paper 1 (Fundamentals Of Securities And Futures Regulation) Exam

Which of the following is NOT one of the SFC's regulatory objectives under the Securities and Futures Ordinance?

To maintain and promote the fairness, efficiency and transparency of the markets To protect members of the investing public To guarantee profits for licensed intermediaries To reduce systemic risks in the securities and futures industry

Correct Answer:

To guarantee profits for licensed intermediaries

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