SIAA Margin Lending Practice Questions - SIAA Margin Lending Accreditation Exam

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Which of the following documents must be provided to a retail client before they enter into a margin lending facility in Australia?

A Product Disclosure Statement (PDS) for the margin loan and a Financial Services Guide (FSG) for the adviser's services. A prospectus for the lender's parent company and an ASX trading rules booklet. A capital gains tax certificate and an interest rate hedge agreement. A credit report authorization form and a personal cash flow budget statement.

Correct Answer:

A Product Disclosure Statement (PDS) for the margin loan and a Financial Services Guide (FSG) for the adviser's services.

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