SEC Certified Investment Solicitor (CIS) Practice Questions - SEC Phase 2-7A Certified Investment Solicitor (CIS) Exam - Philippines Exam

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Which of the following activities is strictly prohibited for an open-end investment company (mutual fund) in the Philippines under the Investment Company Act?

Investing in government bonds Engaging in short selling transactions Redeeming shares on a daily basis Reinvesting customer dividends

Correct Answer:

Engaging in short selling transactions

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