CIRO Trader Practice Questions - CIRO Trader Exam

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Which of the following accounts is treated as a 'non-client account' rather than a client account under UMIR client priority rules?

An account owned by a partner, director, or officer of the Participant firm An account owned by a mutual fund managed by an external portfolio manager An account owned by an individual retail client with margin privileges An account owned by a corporate client listed on the TSX

Correct Answer:

An account owned by a partner, director, or officer of the Participant firm

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