SIDC Module 9 Practice Questions - SC Licensing Examination Module 9 Funds Management Regulation Exam

Which of the following best describes the regulated activity of 'fund management' under the CMSA?

Operating a stock exchange Undertaking the management of a portfolio of securities or derivatives on behalf of another person Auditing the accounts of a fund Acting as the trustee of a unit trust

Correct Answer:

Undertaking the management of a portfolio of securities or derivatives on behalf of another person

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