HKSI LE Paper 15 Practice Questions - HKSI Licensing Examination Paper 15 - Sponsors (Principals) Exam

What is the core purpose of the sponsor regulatory regime introduced by the SFC?

To guarantee the IPO will be fully subscribed To improve the quality and reliability of information provided to the market and protect investors To set the IPO offer price for the issuer To replace the need for the SEHK to vet listing applications

Correct Answer:

To improve the quality and reliability of information provided to the market and protect investors

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