Applied Investment Finance Analyst (AIFA)

What does 'suitability' require of a US investment adviser when making recommendations?

Recommending the highest-returning product available Ensuring the recommendation aligns with the client's financial situation, objectives, and risk tolerance Offering only SEC-registered products Providing the lowest-cost option in every product category

Correct Answer:

Ensuring the recommendation aligns with the client's financial situation, objectives, and risk tolerance

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