CII J10 Practice Questions - Discretionary Investment Management (J10) Exam

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Under FCA Consumer Duty (PRIN 2A), discretionary investment managers must ensure products and services deliver 'good outcomes'. Which of the following best describes the core Consumer Duty outcomes?

Products & services, Price & value, Consumer understanding, and Consumer support Capital growth, Income generation, Tax avoidance, and Market outperformance Execution speed, Commission sharing, Soft-dollar brokerage, and Margin lending Audit compliance, Solvency ratios, Liquidity coverage, and Board diversity

Correct Answer:

Products & services, Price & value, Consumer understanding, and Consumer support

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