CII R01 Practice Questions - CII R01 - Financial Services, Regulation And Ethics Exam

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Under which Act do the FCA and PRA derive most of their statutory powers to authorise and regulate financial services firms?

The Companies Act 2006 The Financial Services and Markets Act 2000 (FSMA) The Consumer Credit Act 1974 The Data Protection Act 2018

Correct Answer:

The Financial Services and Markets Act 2000 (FSMA)

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