GISI ADO Level Practice Questions - GISI Securities Course Legal & Professional ADO Level Exam

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Under the Securities Industry Act, 2016 (Act 929), which body is established as the apex regulatory authority for the securities industry in Ghana?

The Bank of Ghana (BoG) The Securities and Exchange Commission (SEC) The Ghana Stock Exchange (GSE) The Financial Intelligence Centre (FIC)

Correct Answer:

The Securities and Exchange Commission (SEC)

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