CISI PCIAM Practice Questions - CISI Private Client Investment Advice & Management Exam

Under the FCA Consumer Duty, which of the following is the overarching Consumer Principle that firms must follow?

A firm must treat customers fairly A firm must maximise shareholder value A firm must act to deliver good outcomes for retail customers A firm must avoid all investment losses for clients

Correct Answer:

A firm must act to deliver good outcomes for retail customers

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