SIDC Module 10 Practice Questions - SC Licensing Examination Module 10 - Asset And Funds Management Exam

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Under the CMSA, an individual who carries out the regulated activity of fund management as a representative of a CMSL holder must hold which of the following?

A Capital Markets Services Representative's Licence (CMSRL) A registered person status only A FIMM consultant authorisation No licence, provided the firm is licensed

Correct Answer:

A Capital Markets Services Representative's Licence (CMSRL)

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