SCLE Module 17 Practice Questions - SC Licensing Examination Module 17 - Securities And Derivatives Trading Rules And Regulations (SIDC, Malaysia) Exam

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Under the Capital Markets and Services Act 2007 (CMSA), which of the following licenses must be held by an individual who is employed by a licensed corporation to carry out the regulated activity of dealing in securities?

Capital Markets Services Licence (CMSL) Capital Markets Services Representative's Licence (CMSRL) Bursa Malaysia Registered Representative Certificate Financial Planner Representative Licence

Correct Answer:

Capital Markets Services Representative's Licence (CMSRL)

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