Financial Adviser Exam Practice Questions - Financial Adviser Exam (ASIC) Exam

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Under section 961B of the Corporations Act 2001, what must a financial adviser do when providing personal advice to a retail client?

Act in the best interests of the client in relation to the advice Maximise the licensee's commission income Recommend only the licensee's in-house products Guarantee a positive investment return

Correct Answer:

Act in the best interests of the client in relation to the advice

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