Series 24 Practice Questions - General Securities Principal Qualification Exam

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A registered representative wants to engage in an outside business activity as a tax preparer during non-working hours. Under FINRA Rule 3270, what is required?

No notification is required for activities outside of securities The representative must provide written notification to the firm The representative must obtain FINRA approval The activity is prohibited for all registered representatives

Correct Answer:

The representative must provide written notification to the firm

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