CISI Corporate Finance Regulation Practice Questions - CISI Level 3 Certificate In Corporate Finance - Corporate Finance Regulation Exam

Under FSMA 2000, which of the following is one of the operational objectives of the Financial Conduct Authority (FCA)?

To promote the safety and soundness of PRA-authorised firms. To secure an appropriate degree of protection for consumers. To ensure that no financial institution in the UK fails. To set corporate tax rates for multinational financial institutions.

Correct Answer:

To secure an appropriate degree of protection for consumers.

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