Series 23 Practice Questions - Series 23 General Securities Principal - Sales Supervisor Module Exam

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Under FINRA Rule 2210, retail communications that promote a registered investment company must generally be filed with FINRA's Advertising Regulation Department:

At least 10 business days before first use Within 10 business days of first use At least 30 days before first use Only upon request from FINRA staff

Correct Answer:

Within 10 business days of first use

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