CII J10 Practice Questions - Discretionary Investment Management (J10) Exam

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Under FCA COBS 9A / 16A suitability reporting rules, how frequently must a discretionary investment manager provide a periodic statement to a retail client?

At least once every 12 months At least once every 3 months (quarterly) At least once every 6 months Only upon client request

Correct Answer:

At least once every 3 months (quarterly)

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