SIDC Module 16 Practice Questions - SC Licensing Examination Module 16 Rules And Regulations Of Futures And Options Exam

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According to the Securities Commission Malaysia's Licensing Handbook, what is the default validity period of a Capital Markets Services Representative's Licence (CMSRL)?

One year, after which it must be renewed annually Three years, subject to continuous assessment Five years, provided no regulatory complaints are filed Unlimited validity, subject only to ongoing compliance

Correct Answer:

One year, after which it must be renewed annually

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