Befähigungsprüfung Gewerbliche Vermögensberatung Practice Questions - Austria Befähigungsprüfung Für Das Reglementierte Gewerbe Der Gewerblichen Vermögensberatung Exam

An intermediary who acts exclusively in the name and on behalf and under the full civil and regulatory liability of a single licensed investment firm (Haftungsdach) An independent investment firm authorized to hold client money in its own bank accounts A commercial bank that issues its own proprietary stock exchange indices A foreign broker-dealer operating in Austria without European passporting