CFA Level III Practice Questions - CFA Level III Chartered Financial Analyst Exam

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Which of the following practices is MOST likely to violate Standard VI(B) Priority of Transactions regarding personal trading?

A portfolio manager discloses all personal trades to her employer An analyst places a personal trade in a stock two days after upgrading it to "buy" A portfolio manager personally invests in the same securities as clients but only after client trades are executed An analyst establishes a blind trust to manage personal investments

Correct Answer:

An analyst places a personal trade in a stock two days after upgrading it to "buy"

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