ICA Specialist Certificate In Conduct Risk Practice Questions - ICA Specialist Certificate In Conduct Risk (Spec.Cert(Conduct)) Exam

In UK financial services, conduct risk is best described as the risk of:

Only the risk that interest rates will rise faster than expected Harm to customers, markets or the firm arising from the way the firm and its staff behave or design and deliver products and services Only the risk of a data centre hardware failure Only the risk that a counterparty defaults on a loan

Correct Answer:

Harm to customers, markets or the firm arising from the way the firm and its staff behave or design and deliver products and services

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