CISI Global Securities Operations Practice Questions - CISI Global Securities Operations (Investment Operations Certificate Unit) Exam

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In the global securities operations lifecycle, what event marks the transition from the front office to the operations (back office) function?

Capture and enrichment of the trade for processing Execution of the trade in the market Settlement of cash and securities Reconciliation of the nostro account

Correct Answer:

Capture and enrichment of the trade for processing

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