CFP Practice Questions - Certified Financial Planner Exam

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Which of the following scenarios would most likely constitute a conflict of interest that a CFP professional must disclose to a client?

The CFP professional recommends a diversified portfolio of low-cost index funds The CFP professional's firm receives 12b-1 fees from a mutual fund family that the professional frequently recommends The CFP professional charges an hourly fee for financial planning services The CFP professional refers the client to an independent CPA for tax preparation

Correct Answer:

The CFP professional's firm receives 12b-1 fees from a mutual fund family that the professional frequently recommends

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