HKSI LE Paper 2 Practice Questions - HKSI Licensing Examination Paper 2 - Regulation Of Securities Exam

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In deciding whether an applicant is 'fit and proper' to be licensed, the SFC will primarily consider which of the following?

The applicant's social media following Financial status, qualifications, reputation and ability to carry on the activity competently The size of the applicant's office premises Whether the applicant has a university degree only

Correct Answer:

Financial status, qualifications, reputation and ability to carry on the activity competently

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