SIAA ADA Level 2 Practice Questions - SIAA Accredited Derivatives Adviser Level 2 (ADA2) Exam

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Before an adviser can accept options orders from a new retail client, what document must be signed by the client and kept on record?

A CHESS Sponsorship Agreement. An Options Client Agreement Form. A Direct Debit Authority. An ASX Trade Allocation Request.

Correct Answer:

An Options Client Agreement Form.

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