SCI M5 RES5 Practice Questions - SCI Module 5 RES5 Rules, Ethics And Skills For Financial Advisory Services Exam

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An individual wishes to act as an appointed representative for a licensed financial adviser in Singapore. Under MAS Notice FAA-N26, when does the individual's status as an appointed representative become effective?

Immediately upon submitting the physical application form to the principal firm Upon the entry of the individual's name into the Public Register of Representatives maintained by MAS Seven business days after passing the CMFAS Module 5 examination Upon receiving a verbal confirmation from the principal firm's Chief Executive Officer

Correct Answer:

Upon the entry of the individual's name into the Public Register of Representatives maintained by MAS

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