Financial Adviser Exam Practice Questions - Financial Adviser Exam (ASIC) Exam

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An adviser identifies that a client's stated objective conflicts with their best interests. Under the conflicts priority rule in section 961J, the adviser must:

Give priority to the client's interests over the interests of the adviser or licensee Give priority to the licensee's interests to protect the business Decline to give any advice at all Refer the client to ASIC for a ruling

Correct Answer:

Give priority to the client's interests over the interests of the adviser or licensee

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