CFA Level II Practice Questions - CFA Level II Chartered Financial Analyst Exam

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A research analyst is preparing a report on a company where his spouse owns a significant number of shares. Under Standard VI(A) Disclosure of Conflicts, he must:

Only disclose if the report is a sell recommendation Disclose the conflict in the research report Obtain written permission from his employer Recuse himself from covering the company

Correct Answer:

Disclose the conflict in the research report

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