BCO Practice Questions - Branch Compliance Officer (BCO) Exam

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If a registered mutual fund representative wants to transfer their registration to a new dealer member, what database is used to submit this application?

National Registration Database (NRD) System for Electronic Document Analysis and Retrieval (SEDAR+) System for Electronic Disclosure by Insiders (SEDI) FINTRAC Reporting Portal

Correct Answer:

National Registration Database (NRD)

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