CPH Practice Questions - Conduct And Practices Handbook Course (CPH) Exam

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A registrant is offered a paid speaking engagement by a product issuer whose funds the registrant recommends. What does ethical conduct primarily require?

Refuse all outside income permanently Identify the conflict and disclose and manage it appropriately Accept it secretly to avoid embarrassment Recommend the issuer's funds more heavily as thanks

Correct Answer:

Identify the conflict and disclose and manage it appropriately

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