Series 9 Practice Questions - General Securities Sales Supervisor (Options) Exam

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A customer wants to begin trading options. Before any options transaction can be approved, the registered representative must obtain which document?

A completed Options Account Agreement signed by the customer A margin agreement and hypothecation agreement An Investment Adviser agreement under the Investment Advisers Act A written power of attorney authorizing the representative to trade

Correct Answer:

A completed Options Account Agreement signed by the customer

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