Series 31 Practice Questions - Futures Managed Funds Examination Exam

A CTA manages several accounts using bunched orders. What is the compliance principle that matters most?

Order allocation should be fair and equitable under the firm's allocation procedures Profitable accounts should always receive the best fills first Retail accounts should always be filled last Allocation matters only if the CTA has losses

Correct Answer:

Order allocation should be fair and equitable under the firm's allocation procedures

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