CFP Professional Competency Examination Practice Questions - CFP Professional Competency Examination (FPI) Exam

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A financial planner recommends a product that pays a higher commission but is not the most suitable for the client's needs. Which FAIS General Code of Conduct principle does this most directly breach?

The duty to act with due care, skill and in the client's interest The requirement to display the FSP licence The obligation to submit annual financial statements The duty to keep records for five years

Correct Answer:

The duty to act with due care, skill and in the client's interest

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