CFP Practice Questions - Certified Financial Planner Exam

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A CFP professional discovers that a client has been engaging in money laundering. Under the CFP Board's Code of Ethics, what is the CFP professional's primary obligation?

Continue providing services while documenting concerns privately Report the activity to the CFP Board and consider reporting to appropriate authorities Immediately terminate the relationship without any further communication Confront the client and give them an opportunity to stop the behavior before taking action

Correct Answer:

Report the activity to the CFP Board and consider reporting to appropriate authorities

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