CISI Global Financial Compliance Practice Questions - CISI Global Financial Compliance (Investment Operations Certificate Unit) Exam

A Multilateral Trading Facility (MTF) is best described as which of the following?

A non-discretionary system bringing together multiple buying and selling interests in financial instruments A bilateral arrangement where a dealer trades only against its own book A central securities depository that settles trades A credit rating agency assessing issuer default risk

Correct Answer:

A non-discretionary system bringing together multiple buying and selling interests in financial instruments

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