HKIB ECF-Compliance Core Practice Questions - HKIB Enhanced Competency Framework On Compliance (Core Level) Examination Exam

A bank’s code of conduct is primarily intended to:

Serve mainly as a public-relations statement with no staff behavioural expectations Replace all external banking laws with internal preferences Set expected standards of ethical behaviour and professional conduct for staff Guarantee that no regulatory breach can ever occur

Correct Answer:

Set expected standards of ethical behaviour and professional conduct for staff

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