SIDC Module 16 Practice Questions - SC Licensing Examination Module 16 Rules And Regulations Of Futures And Options Exam

Under the Capital Markets and Services Act 2007 (CMSA), 'dealing in derivatives' is classified as:

A regulated activity requiring a Capital Markets Services Licence (CMSL) or Capital Markets Services Representative's Licence (CMSRL) An unregulated financial activity that only requires registration with the Companies Commission of Malaysia An activity under the exclusive jurisdiction of the Labuan Financial Services Authority (LFSA) A commercial transaction exempt from licensing if executed by corporate clients

Correct Answer:

A regulated activity requiring a Capital Markets Services Licence (CMSL) or Capital Markets Services Representative's Licence (CMSRL)

Access more questions from this quiz

Continue to SIDC Module 16 Practice Questions - SC Licensing Examination Module 16 Rules and Regulations of Futures and Options Exam for more practice questions and the full quiz experience.

Access More Questions