Series 50 Practice Questions - Series 50 Municipal Advisor Representative Exam

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Under MSRB Rule D-11, which person is least likely to be treated as an associated person of a municipal advisor for qualification purposes?

A consultant who gives debt-structure recommendations on behalf of the firm A support employee who performs only administrative scheduling and document assembly A representative who communicates financing alternatives to issuer clients A professional who solicits municipal entities for advisory engagements

Correct Answer:

A support employee who performs only administrative scheduling and document assembly

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