Series 32 Practice Questions - NFA Series 32 Limited Futures Examination - Regulations Exam

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Under NFA Bylaw 1101, an NFA Member is prohibited from doing futures business with which of the following counterparties?

Any non-US person with a UK FCA registration A person required to be registered under the Commodity Exchange Act who is not so registered and is not an NFA Member Any introducing broker that is guaranteed by another FCM A foreign regulator collecting routine information

Correct Answer:

A person required to be registered under the Commodity Exchange Act who is not so registered and is not an NFA Member

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