SCI M5 RES5 Practice Questions - SCI Module 5 RES5 Rules, Ethics And Skills For Financial Advisory Services Exam

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Which of the following entities is classified as an Exempt Financial Adviser under Section 23(1) of the Financial Advisers Act?

A sole proprietorship financial planning boutique with less than 5 employees A bank licensed under the Banking Act 1970 operating in Singapore An independent real estate agency providing property investment advice A crypto asset brokerage firm registered as a digital payment token service

Correct Answer:

A bank licensed under the Banking Act 1970 operating in Singapore

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